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2.1 Nursing Theories for Mental Health Nursing

Learning Objectives

In this section you will learn about the major nursing theorists and the role they played in the development of psychiatric-mental health nursing

Dr. Hildegarde Peplau: Theory of Interpersonal Relations

Hildegard Peplau (1909–1999) was influenced by Sullivan’s interpersonal theory (next Chapter) and extended it to nursing practice, thereby developing the first systematic theoretical framework for psychiatric nursing in her book, Interpersonal Relations in Nursing (1952). Peplau was the first to create and define the nurse’s interpersonal relationship with the client as the foundation for nursing practice. She changed the mindset of nursing practice from what nurses do to clients to what they do with clients. Her theory speaks to helping clients make positive changes in their health care and wellness through education. She believed that illness presents an opportunity for learning, growth, and coping, and that self-awareness/reflection and the environment are keys. The nurse-client relationship is broken down in stages in her theory: pre-orientation, orientation, working, and mutual termination. The nurse and client move through these phases in an interwoven manner over time during which the nurse encourages the client’s process of thoughts and feelings. The client’s self-awareness is increased during these interactions (Hagerty et al., 2017).

Dr. Nola Pender: Health Promotion Model

Dr. Nola Pender’s Health Promotion Model notes that each person has unique personal characteristics and experiences that affect subsequent actions. The set of variables for behavioral specific knowledge and effect have important motivational significance. These variables can be modified through nursing actions. Health-promoting behavior is the desired behavioral outcome and is the endpoint in the Health Promotion Model. Health-promoting behaviors should result in improved health, enhanced functional ability, and better quality of life at all development stages. The final behavioral demand is also influenced by the immediate competing demand and preferences, which can derail intended health-promoting actions.

Health promotion is defined as behavior motivated by the desire to increase well-being and actualize human health potential. It is an approach to wellness.

On the other hand, health protection or illness prevention is described as behavior motivated desire to actively avoid illness, detect it early, or maintain functioning within illness constraints.

Individual characteristics and experiences (prior related behavior and personal factors).

Behavior-specific cognitions and affect (perceived benefits of action, perceived barriers to action, perceived self-efficacy, activity-related affect, interpersonal influences, and situational influences).

Behavioral outcomes (commitment to a plan of action, immediate competing demands and preferences, and health-promoting behavior).

Dr. Imogene  King: Theory of Goal Attainment

Imogene King  developed the Theory of Goal Attainment in the early 1960s. It describes a dynamic, interpersonal relationship in which a patient grows and develops to attain certain life goals. The theory explains that factors which can affect the attainment of goals are roles, stress, space, and time.

The model has three interacting systems: personal, interpersonal, and social. Each of these systems has its own set of concepts. The concepts for the personal system are perception, self, growth and development, body image, space, and time. The concepts for the interpersonal system are interaction, communication, transaction, role, and stress. The concepts for the social system are organization, authority, power, status, and decision-making.

Sister Callista Roy: Adaptation Model of Nursing

The Adaptation Model of Nursing was developed by Sister Callista Roy in 1976. After working with Dorothy E. Johnson, Roy became convinced of the importance of describing the nature of nursing as a service to society.  The factors that influenced the development of the model included: family, education, religious background, mentors, and clinical experience. Roy’s model asks the questions

Dr. Martha Rogers: Theory of Unitary Human Beings

Martha E. Rogers’ Theory of Unitary Human Beings views nursing as both a science and an art. The uniqueness of nursing, like any other science, is in the phenomenon central to its focus. The purpose of nurses is to promote health and well-being for all persons wherever they are. The development of Rogers’ abstract system was strongly influenced by an early grounding in arts, as well as a background in science and interest in space. The science of unitary human beings began as a synthesis of ideas and facts.

The nursing theory provides a way to view the unitary human being, who is integral with the universe. The unitary human being and his or her environment are one. Nursing focuses on people and the manifestations that emerge from the mutual human-environmental field process. A change of pattern and organization of the human and environmental fields is transmitted by waves. The manifestations of the field patterning that emerge are observable events. By identifying the pattern, there can be a better understanding of human experience.

There are eight concepts in Rogers’ nursing theory: energy field, openness, pattern, pan-dimensionality, homeodynamic principles, resonance, helicy, and integrality.

The energy field is the fundamental unit of both the living and the non-living. It provides a way to view people and the environment as irreducible wholes. The energy fields continuously vary in intensity, density, and extent. There are no boundaries that stop energy flow between the human and environmental fields, which is the openness in Rogers’ theory.

Rogers defines pattern as the distinguishing characteristic of an energy field seen as a single wave. It is an abstraction, and gives identity to the field. Pan-dimensionality is defined as “non-linear domain without spatial or temporal attributes.” The parameters that humans use in language to describe events are arbitrary, and the present is relative; there is no temporal ordering of lives.

Homeodynamic principles postulate a way of viewing unitary human beings. The three principles of homeodynamics are resonancy, helicy, and integrality. Resonancy is an ordered arrangement of rhythm characterizing both the human and environmental fields that undergo continuous dynamic metamorphosis in the human environmental process. Helicy describes the unpredictable, nonlinear evolution of energy fields as seen in non-repeating rhythmicities, and postulates an ordering of the human evolutionary emergency. Integrality covers the mutual, continuous relationship of the human and environmental fields. Changes occur by the continuous repatterning of the human and environmental fields by resonance waves. The fields are integrated into each other, but are also unique.

In Rogers’ Theory of Unitary Human Beings, a person is defined as an indivisible, pan-dimensional energy field identified by pattern, and manifesting characteristics specific to the whole, and that can’t be predicted from knowledge of the parts. A person is also a unified whole, having its own distinct characteristics that can’t be viewed by looking at, describing, or summarizing the parts. Rogers also explains that people have the capacity to participate in the process of change. The environment is an “irreducible, pan-dimensional energy field identified by pattern and integral with the human field.” The two fields coexist and are integral to each other.

 

Rogers defines health as an expression of the life process. It is the characteristics and behavior coming from the mutual, simultaneous interaction of the human and environmental fields, and health and illness are part of the same continuum. The multiple events occurring during the life process show the extent to which a person is achieving his or her maximum health potential. The events vary in their expressions from greatest health to those conditions that are incompatible with the maintaining life process.

The nursing theory states that nursing encompasses two dimensions: nursing as art and nursing as science. From the science perspective, nursing is an organized body of knowledge specific to nursing, and arrived at by scientific research and logical analysis. The art of nursing is the creative use of science to better people, and the creative use of its knowledge is the art of its practice. Rogers claims that nursing exists to serve people, and the safe practice of nursing depends on the nature and amount of scientific nursing knowledge the nurse brings to his or her practice.

The nursing process has three steps in Rogers’ Theory of Unitary Human Beings: assessment, voluntary mutual patterning, and evaluation.

The areas of assessment are: the total pattern of events at any given point in space-time, simultaneous states of the patient and his or her environment, rhythms of the life process, supplementary data, categorical disease entities, subsystem pathology, and pattern appraisal. The assessment should be a comprehensive assessment of the human and environmental fields.

Mutual patterning of the human and environmental fields includes:

  • sharing knowledge
  • offering choices
  • empowering the patient
  • fostering patterning
  • evaluation
  • repeat pattern appraisal, which includes nutrition, work/leisure activities, wake/sleep cycles, relationships, pain, and fear/hopes
  • identify dissonance and harmony
  • validate appraisal with the patient
  • self-reflection for the patient

To prepare nurses to practice Rogers’ model, the focus of nursing curriculum should be the transmission of the body of knowledge, teaching and practicing therapeutic touch, and conducting regular in-service education. Emphasis should be on developing self-awareness as a part of the patient’s environmental energy field, as well as the dynamic role of the nurse pattern manifestation on the patient. There should also be an emphasis on laboratory study in a variety of settings, and the importance of the use of media in education.

Dr. Madeleine Leininger: Theory of Culture, Care, diversity and Universality

Dr. Madeleine Leiningers Theory of Culture Care Diversity and Universality (Transcultural Nursing Society, 2022) supported a holistic view of health. Dr. Leininger’s Sunrise Enabler incorporated the physiological, psychological, spiritual, social, and cultural facets of health in addition to other social determinants of health (Transcultural Nursing Society, 2022). Social determinants of health are environmental components such as neighborhood, education and access to education, employment, and healthcare access that affect individuals’  health, outcomes, and health risks (Office of Disease Prevention and Health Promotion, 2021

Dr. Jean Watson’s Philosophy of Science and Caring

Jean Watson refers to the human being as “a valued person in and of him or herself to be cared for, respected, nurtured, understood and assisted; in general a philosophical view of a person as a fully functional integrated self. Human is viewed as greater than and different from the sum of his or her parts.”

Health is defined as a high level of overall physical, mental, and social functioning; a general adaptive-maintenance level of daily functioning; and the absence of illness, or the presence of efforts leading to the absence of illness.

The model makes seven statements:

  1. Caring can be effectively demonstrated and practiced only interpersonally.
  2. Caring consists of “carative” factors that result in the satisfaction of certain human needs.
  3. Effective caring promotes health and individual or family growth.
  4. Caring responses accept the patient as he or she is now, as well as what he or she may become.
  5. A caring environment is one that offers the development of potential while allowing the patient to choose the best action for him or herself at a given point in time.
  6. A science of caring is complementary to the science of curing.
  7. The practice of caring is central to nursing.

Link to Learning

For more nursing theorists visit Nursing-Theory. 

 

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Mental Health for Undergraduate Nursing Copyright © 2025 by Russelyn Connor is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License, except where otherwise noted.